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 <rfc category="std" docName="draft-kundrat-incthread-02" ipr="trust200902">
 
   <front>
     <title abbrev="IMAP INCTHREAD Extension">IMAP Extension for Incremental Threading (INCTHREAD)</title>
 
     <author fullname="Jan Kundrat" initials="J." surname="Kundrat">
       <address>
         <postal>
           <street>Eledrova 558</street>
           <city>Prague</city>
           <code>181 00</code>
           <country>CZ</country>
         </postal>
         <email>jkt@flaska.net</email>
       </address>
     </author>
 
     <date year="2013" month="August" day="27"/>
 
     <area>General</area>
     <workgroup>Internet Engineering Task Force</workgroup>
 
     <keyword>IMAP</keyword>
     <keyword>THREAD</keyword>
     <keyword>INTHREAD</keyword>
     <keyword>incremental threading</keyword>
     <keyword>ESEARCH</keyword>
     <keyword>CONTEXT</keyword>
     <keyword>CONTEXT=SORT</keyword>
     <keyword>CONTEXT=SEARCH</keyword>
     <keyword>CONTEXT=THREAD</keyword>
 
     <abstract>
         <t>This document describes the INCTHREAD IMAP extension which enables clients to retrieve incremental updates of
             the mailbox threading.  The extension repurposes the ESEARCH response for passing along the threading
             information and builds on top of Arnt Gulbrandsen's work on the INTHREAD search key.  The UID THREAD command
             is also extended to allow activating this extension.  Together, these changes make it possible for clients
             not to fetch the complete mailbox threading each time a new message arrives.</t>
     </abstract>
   </front>
 
   <middle>
     <section title="Introduction">
         <t>Online IMAP clients which want to conserve the required bandwidth and also show messages in threads to their
             users have an option to delegate the message threading to the IMAP server through mechanisms outlines in
             <xref target="RFC5256"/>.  Using the UID SEARCH command, clients do not have to download the message headers
             (like the Message-Id, References and In-Reply-To), and can instead fetch the resulting thread mapping of all
             messages in a mailbox.</t>
 
         <t>Unfortunately, the savings in transferred data are significantly reduced when clients have to fetch the
             thread mapping over and over again, for example when a new message arrives.  Even if the client downloads
             the relevant headers of new arrivals, these data alone are not sufficient to determine a proper place where
             to insert the newly arriving message.  Furthermore, a single newly arriving message could potentially affect
             placement of many messages (or even all of them in a pathological case due to joining of adjacent threads).
             This issue prevents using approach similar to the CONTEXT=SEARCH and CONTEXT=SORT extensions <xref
                 target="RFC5267"/> where only a position of the new arrival is communicated in an incremental
             manner.</t>
 
         <t>This extension builds on Arnt Gulbrandsen's work <xref target="I-D.ietf-morg-inthread"/> and reuses the
             INTHREAD search key defined in said draft.  This search key is used to inform the server that the search
             conditions are to refer to all threads containing any messages which match the original search criteria.
             However, as the untagged THREAD response does not contain any data about the position of the affected thread
             among other threads in the mailbox, support for INTHREAD alone does not relieve the clients from performing
             additional operations due to missing information.  A naive workaround where the affected threads are always
             placed at the logical end of the mailbox would yield results different from the complete THREAD command when
             copying older messages.  Similarly, attempting to reuse the original thread position would significantly
             limit the usefulness of the REFS algorithm <xref target="I-D.ietf-morg-inthread"/> which sorts threads with
             "fresh messages" at the end of the view.</t>
 
         <t>Because the THREAD response cannot transmit the position of the resulting thread relative to other threads in
             the mailbox, the ESEARCH response <xref target="RFC4731"/> is used and the UID THREAD command is extended to
             allow for specifying the return options in manner consistent with how SEARCH and UID SEARCH were modified by
             ESEARCH.  Finally, two new ESEARCH return options, the THREAD and the INCTHREAD, are defined.</t>
 
         <t>These modifications together allow clients to delegate the threading operation completely to the server side
             without significantly increasing network traffic even on busy mailboxes.</t>
 
         <section title="Drawbacks and Alternatives">
             <t>This extension can still transfer excessive amounts of data because the commands return complete threads
                 instead of incremental difference updates.  However, this approach allows for reusing the clients' and
                 servers' existing facilities, both for parsing and response processing.  In addition, unless the
                 protocol mandated history tracking of the threading tree, a much intrusive and resource-demanding
                 feature, the incremental updates would be only possible in case where the mailbox is currently selected.
                 This extension affirms the decision about threading requests to remain on the client side, letting it
                 use its policies about when to request full threading information and when to use the incremental
                 updates.</t>
 
             <t>No support for automated updates of the threading data in the sense of the CONTEXT extension <xref
                     target="RFC5267"/> are defined at this point.  This might change based on feedback from other server
                 and client vendors.</t>
         </section>
 
       <section title="Requirements Language">
         <t>The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
         "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
         document are to be interpreted as described in <xref
         target="RFC2119">RFC 2119</xref>.</t>
       </section>
     </section>
 
     <section title="IMAP Protocol Changes">
         <section title="New SEARCH Keys">
             <t>This document reuses the INTHREAD search key from <xref target="I-D.ietf-morg-inthread"/> with no changes
                 in its meaning or semantics.</t>
             <t>Please note that the "INTHREAD" search key and the "INCTHREAD" ESEARCH return option are two distinct
                 features.</t>
         </section>
 
         <section title="Modified IMAP Commands">
             <section title="Modified UID THREAD Command">
                 <t>The UID THREAD command is extended with the following two return options:</t>
 
                 <t><list style="hanging">
                         <t hangText="THREAD">Return the threading information through the ESEARCH response using syntax
                             similar to the untagged THREAD response.</t>
                         <t hangText="INCTHREAD">Return a dedicated INCTHREAD section for each thread found in the result
                             set.</t>
                 </list></t>
 
                 <t>The THREAD and INCTHREAD return options are mutually exclusive.  Servers MUST return a tagged BAD
                     response if a client specifies both return options in a single UID THREAD command.</t>
 
                 <t>Servers MUST use the ESEARCH response instead of the untagged THREAD response when responding to the
                     extended form of the UID THREAD command.</t>
 
                 <t>The THREAD and UID THREAD are two distinct commands.  Because clients are not expected to rely on
                     transient identifiers like the message sequence numbers for threading retrieval and storage and
                     because of the requirement of using UIDs in the INCTHREAD response, no modification to the THREAD
                     command is defined.  This might change in future iterations of this draft if client authors express
                     sufficient interest.</t>
             </section>
         </section>
 
         <section title="ESEARCH Extension">
             <t>Servers announcing the INCTHREAD capability support two new search return options:</t>
 
             <t><list style="hanging">
                     <t hangText="THREAD">Method for conveying the threading information in a form similar to the THREAD
                         untagged response.</t>
 
                     <t hangText="INCTHREAD">Response contains the threading information along with the specification of
                         a UID of the previous thread root.</t>
             </list></t>
 
             <section title="The THREAD ESEARCH Return Value">
                 <t>The THREAD return value uses the same format as the threading data in the untagged THREAD responses
                     <xref target="RFC5256"/>.  This return value is defined to allow clients to easily match data
                     received over network with the tag of the command which caused them, as per the usual ESEARCH
                     rules.</t>
                 <t>Due to the rules of <xref target="RFC4466"/>, the <xref target="RFC5256"/>-styled response is
                     enclosed in one extra pair of parentheses when returned as ESEARCH data.  As an example, threading
                     data (1)(2 3) are encoded as ((1)(2 3)) when sent in the THREAD ESEARCH response.</t>
             </section>
 
             <section title="The INCTHREAD ESEARCH Return Value">
                 <t>The INCTHREAD return value consists of "previous thread root UID" followed by "threading response
                     containing a single thread".  The UID of the previous thread root MUST be zero if the thread sorts
                     first in the resulting list of threads.  The tuple is enclosed in parentheses to conform to <xref
                         target="RFC4466"/>.</t>
 
                 <t>A dedicated INCTHREAD record MUST be present for each thread contained in the result set.</t>
 
                 <section title="Processing Incremental Threading Updates">
                     <t>At first, the client removes any messages referenced in the received INCTHREAD response from its
                         thread mapping.  This step is crucial to allow new arrivals joining previously independent
                         threads together.</t>
 
                     <t>In the second step, the client extracts the threading information from the received INCTHREAD
                         response.  The threading data is parsed as in <xref target="RFC5256"/> and the newly formed
                         thread is inserted just behind a thread whose root message has UID specified in the "uid"
                         argument of the INCTHREAD response.</t>
 
                     <t>If non-zero, the UID of the previous thread root message MUST refer to the previous thread in a
                         mapping which contains all messages from a mailbox.  In particular, no matter what additional
                         searching criteria the client has used, the previous thread MUST always be identified without
                         any search criteria being applied.</t>
 
                     <t>If the client supports incremental threading, the INCTHREAD blocks of an ESEARCH response MUST be
                         processed in order.  In particular, inserting the newly formed threads to a proper location
                         shall happen immediately when the new thread is created because the subsequent responses COULD
                         refer to the root message of the just-inserted thread.</t>
 
                     <t>If the UID is said to be zero (0), it is interpreted specially to mean that the newly formed
                         thread is the very first one among the list of threads in the mailbox.  Servers MUST NOT send a
                         number which does not refer to any thread root UID unless the number is 0 to indicate the very
                         first thread.</t>
 
                     <t>Clients MUST deal with servers sending a UID which does not refer to any thread root or any
                         message in the mailbox.  Is is implementation-defined at which position such thread shall be
                         inserted, but the thread MUST appear in the list of threads.</t>
                 </section>
             </section>
         </section>
 
         <section title="New Capabilities">
             <t>This document adds two new IMAP capabilities, the ETHREAD and INCTHREAD.</t>
 
             <t>Servers announcing the ETHREAD capability support the extended UID THREAD command syntax and the THREAD
                 return option.</t>
 
             <t>Servers supporting the INCTHREAD capability MUST support and announce the ETHREAD capability as well.</t>
         </section>
     </section>
 
     <section title="Examples">
         <t>This section contains a few examples to illustrate how the INCTHREAD extension operates.</t>
 
         <section title="General Mode of Operation">
             <t>Using the proposed extension, a typical communication between two compliant IMAP protocol speakers might
                 look like the following:</t>
 
             <figure align="center">
                 <artwork align="left"><![CDATA[
 S: * 666 EXISTS
 C: x1 UID FETCH 665:* (FLAGS)
 S: * 666 FETCH (UID 1666 FLAGS ())
 S: x1 OK fetched
 C: x2 UID THREAD RETURN (INCTHREAD) REFS utf-8
       INTHREAD REFS 666
 S: * ESEARCH (TAG "x2") UID INCTHREAD (400
       (600 601 (640 666)(602 603)))
 S: x2 OK sent]]></artwork>
             </figure>
 
             <t>The actual resulting message threading looks like the following:</t>
             <figure align="center">
                 <artwork align="left"><![CDATA[
 ...
  |
  | (All preceding threads are simply skipped.)
  |
  +-- 400
  |    +-- ...
  | (No data for the previous thread besides its root node is sent.)
  |
  +-- 600
  |    +-- 601
  |         +-- 640
  |         |    +-- 666  <-- the new arrival
  |         +-- 602
  |              +-- 603
  |
 ... (No data about any subsequent threads is included in the response.)]]></artwork>
             </figure>
         </section>
 
         <section title="Inserting a Single Message">
             <t>Consider the following threading for a mailbox:</t>
 
             <figure align="center">
                 <artwork align="left"><![CDATA[
 C: x1 UID THREAD (RETURN THREAD) REFS utf-8 ALL
 S: * ESEARCH (TAG "x2") UID THREAD ((1)(2)(3)(4))
 S: x1 OK Threading sent]]></artwork>
             </figure>
 
             <t>Such a response corresponds to the following threading:</t>
             <figure align="center">
                 <artwork align="left"><![CDATA[
  +-- 1
  +-- 2
  +-- 3
  +-- 4]]></artwork>
             </figure>
 
             <t>A new message arrives and the client asks for the reading information:</t>
             <figure align="center">
                 <artwork align="left"><![CDATA[
 S: * 5 EXISTS
 S: * 5 FETCH (UID 5)
 C: x2 UID THREAD (RETURN INCTHREAD) REFS utf-8 INTHREAD REFS UID 5
 S: * ESEARCH (TAG "x2") UID INCTHREAD (2 (3 5))
 S: x2 OK Threading sent]]></artwork>
             </figure>
 
             <t>The updated threading information should look like the following:</t>
             <figure align="center">
                 <artwork align="left"><![CDATA[
  +-- 1
  +-- 2
  +-- 3
  |   +-- 5
  +-- 4]]></artwork>
             </figure>
 
             <t>In this case, the thread with thread root with UID 4 is still considered "fresher" by the selected thread
                 algorithm.</t>
             <!--t><vspace blankLines="1"/></t-->
         </section>
 
         <section title="Joining Threads">
             <t>The following example shows a more complicated scenario where independent threads are joined together.
                 This illustrates the need for clients to remove the referenced messages from their thread mapping:</t>
             <figure align="center">
                 <artwork align="left"><![CDATA[
 C: x1 UID THREAD (RETURN THREAD) REFS utf-8 ALL
 S: * ESEARCH (TAG "x2") UID THREAD ((1 2)(3 4)(5))
 S: x1 OK Threading sent]]></artwork>
             </figure>
 
             <t>Such a response corresponds to the following threading:</t>
             <figure align="center">
                 <artwork align="left"><![CDATA[
  +-- 1
  |   +-- 2
  +-- 3
  |   +-- 4
  +-- 5]]></artwork>
             </figure>
 
             <t>A new response arrives, joining the first two threads in the mailbox together:</t>
              <figure align="center">
                 <artwork align="left"><![CDATA[
 S: * 6 EXISTS
 S: * 6 FETCH (UID 6)
 C: x2 UID THREAD (RETURN INCTHREAD) REFS utf-8 INTHREAD REFS UID 6
 S: * ESEARCH (TAG "x2") UID INCTHREAD (0 (6 (1 2)(3 4)))
 S: x2 OK Threading sent]]></artwork>
             </figure>
            
             <t>The newly formed thread remains at the beginning of a mailbox:</t>
             <figure align="center">
                 <artwork align="left"><![CDATA[
  +-- 6           <-- new arrival
  |   +-- 1       <-- previous thread #1
  |   |   +-- 2
  |   +-- 3       <-- previous thread #2
  |       +-- 4
  +-- 5           <-- previous thread #3 remains as a standalone thread]]></artwork>
             </figure>
         </section>
 
     </section>
 
     <section anchor="Acknowledgements" title="Acknowledgements">
         <t>This extension builds upon the SEARCH=INTHREAD extension <xref target="I-D.ietf-morg-inthread"/> and the
             THREAD extension <xref target="RFC5256"/>.</t>
     </section>
 
     <section anchor="IANA" title="IANA Considerations">
       <t>IMAP4 capabilities are registered by publishing a standards track or IESG approved experimental RFC.  The
           registry is currently located at:</t>
       <t>http://www.iana.org/assignments/imap4-capabilities</t>
       <t>This document defines the ETHREAD and INCTHREAD IMAP capabilities.  IANA will be asked to add these capability
           to the registry.</t>
     </section>
 
     <section title="Formal Syntax">
         <t>The following syntax specification uses the Augmented Backus-Naur
             Form (ABNF) notation as specified in <xref target="RFC5234"/>.</t>
 
         <t>Non-terminals referenced but not defined below are as defined by <xref target="RFC3501"/>, <xref
                 target="RFC4466"/>, <xref target="RFC4731"/>, or <xref target="RFC5256"/>.</t>
 
         <figure align="center">
             <artwork align="left" type="abnf"><![CDATA[
 capability          =/ "ETHREAD" / "INCTHREAD"
     ;; <capability> from [RFC3501]
 
 modifier-ethread    = "THREAD"
 
 modifier-incthread  = "INCTHREAD"
 
 thread-return-opt   = modifier-thread / modifier-incthread
     ;; Similar to <search-return-opt> from [RFC4466]
 
 ret-data-thread     = "THREAD" [SP "(" 1*thread-list ")" ]
     ;; <thread-list> from [RFC5256]
 
 ret-data-incthread  = "INCTHREAD" SP "(" uid SP thread-list ")"
     ;; <uid> from [RFC3501]
     ;; <thread-list> from [RFC5256]
 
 search-return-data  =/ ret-data-thread / ret-data-incthread
     ;; <search-return-data> from [RFC4466]
 
 thread              =/ "UID" SP "THREAD" [thread-return-opts]
                        SP thread-alg SP search-criteria
     ;; <thread> and <thread-alg> from [RFC5256]
     ;; <search-criteria> from [RFC3501] as amended by
     ;;   [I-D.ietf-morg-inthread]
     ;;
     ;; The thread-return-opts MUST contain exactly one of
     ;;   modifier-thread or modifier-incthread
 
 thread-return-opts  = SP "RETURN" SP "(" [thread-return-opt
                       *(SP thread-return-opt)] ")"
     ;; similar to the <search-return-opts> from [RFC4466]
 
 ]]></artwork>
         </figure>
     </section>
 
     <section anchor="Security" title="Security Considerations">
         <t>This document is believed to not have any security implications besides those already implied by <xref
                 target="RFC5256"/> and <xref target="I-D.ietf-morg-inthread"/>.</t>
     </section>
   </middle>
 
   <back>
     <references title="Normative References">
       &RFC2119;
 
       &RFC5234;
 
       &RFC3501;
 
       &RFC4466;
 
       &RFC4731;
 
       &RFC5256;
 
       &DRAFT-inthread;
     </references>
 
     <references title="Informative References">
       &RFC5267;
     </references>
 
     <section anchor="changelog" title="Changelog">
         <section title="Changes in -02 since -01">
             <t><list style="symbols">
                 <t>Enclose the ESEARCH response data in parentheses to conform with RFC4466.
                    Thanks to Alexey Melnikov for his review.</t>
             </list></t>
         </section>
         <section title="Changes in -01 since -00">
             <t><list style="symbols">
                 <t>Added some clarifications that each INCTHREAD block MUST be processed immediately because the
                     subsequent block might refer to its results</t>
             </list></t>
         </section>
     </section>
   </back>
 </rfc>